Established in Perth, Western Australia, in 2001, our boutique corporate advisory and stockbroking firm specialises in providing strategic advice to both retail and wholesale investors.
CPS Capital Group Pty Ltd (CPS) was established in 2001 by Tony Cunningham. Jason Peterson joined CPS following the closure of Tolhurst Limited in April 2009 (Tolhurst earlier merged with William Noall). Then in 2013 CPS merged with Indian Ocean Capital Pty Ltd. Over 15 years we have acquired and developed a diverse and highly trained team, specialising in servicing the resource sector. Our representatives are all qualified, experienced investment professionals each with multiple years’ experience leading local and international corporate advisory and broking firms. It is estimated we have over 500 years of experience across our team.
Recently we have established a team of Wealth Management Professionals, Ashok Desai, Dale Raynes and William Philogene. This is an exciting service allowing clients to have stable capital management along with a small percentage of their funds in “growth” assets.
**If you are looking for your account and you are a former client of Tolhurst Limited, William Noall Limited or Indian Ocean Capital Pty Ltd then it is likely your account might be at CPS.
CPS holds an Australian Financial Services License, is a member of the National Stock Exchange of Australia (NSX). CPS has implemented technological solutions with the aim of exceeding industry standards in compliance. CPS is regulated by the Australian Securities and Investments Commission (ASIC).
CPS is responsible for over 100 corporate deals each year, including various Initial Public Offerings (IPO) and placements.
We pride ourselves on building thriving relationships with our clients and engaging with trusted projects in the junior and micro-cap sized mining and resources sector.
Our core specialist advisory services include:
- Share Trading Advice and/or Execution;
- Capital Raisings – Initial Public Offerings (IPO), Placements, Pre-IPO (Seed) and Rights Issues;
- Corporate Advice
- Company Marketing through our Australian and Worldwide networks, in particular Asia;
- Institutional Dealing
- Portfolio and Asset Management
- Company Research
- Lending Transactions
CPS is able to provide a unique service – based on simple business methodologies. These include:
- Utilising electronic settlement and transaction services thereby avoiding high in-house settlement costs. This cost saving is then passed directly onto clients.
- Advisers dealing with a smaller client base thereby providing higher levels of personalised service.
CPS Capital representatives are not incentivised to meet quotas or benchmarks; ie sell a certain amount of product. Our representatives are paid a higher percentage of total fees than any other firm in Western Australia. These two policies allow us to avoid unnecessary client transactions, an expensive and common industry practice used by advisers to meet monthly targets.
Opening an account and building a relationship with CPS Capital is an opportunity not to be missed. Be kept up to date with market trends and be on the forefront with the latest market placements, capital raisings and Initial Public Offerings (IPO’s) in the junior and micro-cap sized mining and resources sector.
To set up an account, contact Lauren our New Accounts Manager on 08 9223 2222 or email firstname.lastname@example.org and we can set up a meeting with one of our experienced and trusted representatives. Through skilled assessment, we will tailor an individualised account and portfolio to suit your investment requirements and advise you on any upcoming opportunities.